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Broker-Dealers

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News |Company |Broker-Dealers | May 02 2014

RC Securities Averages $40 Million in Daily Capital Inflows

RCS Capital Corporation’s wholesale broker-dealer raised $1.6 billion during the first three months of the year…

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News |Company |Broker-Dealers | Apr 24 2014

IBD Sends Docs to the Vault in the Cloud

Securities America announced today the introduction of its new Vault document storage system…

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Hybrid Model Helps this IBD Recruit Advisor Team

“Advisors like Dana and Curren Webb reflect the mission behind our approach,” said Curtis Reed, president of Arbor…

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Broker Dealer Hires Industry Vet as Regional Director

Nebraska-based Securities America recently announced that it has hired David Perez as its new regional director…

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News |Company |Broker-Dealers | Apr 02 2014

John Behn of Securities America Receives GAMA International Volunteer of the Year Award

The Volunteer of the Year Award recognizes a GAMA member for their commitment to improving GAMA…

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Securities America has the keys to lure an advisor from Wells Fargo

Securities America announced today that Hilary Jones Rojo has become one of their registered representatives…

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Advisors, it’s good to have Pal in your office.

Barbara Pal has been named Securities America’s assistant of the year for 2013 and will be honored at…

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FINRA Slaps LPL Financial with $950,000 Fine

LPL Financial LLC (LPL) is in some hot water as the Financial Industry Regulatory Authority (FINRA) announced today…

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News |Company |Broker-Dealers | Mar 20 2014

Girard Securities Rated as a Top 10 Independent Broker-Dealer

Girard Securities announced today that it was included in WealthManagement.com’s “2014 Top Ten Broker-rated IBD’s”...

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How one Broker Dealer Helps its Advisors with Due Diligence

Securities America due diligence execs discuss process and philosophy with The DI Wire…

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News |Company |Broker-Dealers | Mar 13 2014

There’s an App for That.

Securities America, Inc. (SAI), a leading independent broker dealer and home to over 1,700…

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News |Company |Broker-Dealers | Feb 11 2014

LPL Announces Record $4.1 Billion in Revenue -  Alternative Investment Sales Up Too

LPL Financial enjoyed record revenues in 2014 surpassing $4 billion for the first time…

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News |Company |Broker-Dealers | Jan 17 2014

Are we dreaming?  Schorsch and RCAP acquire JP Turner

The RCAP IBD network which, once all is said and done, will be a collection of over 9,000 registered representatives…

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News |Company |Broker-Dealers | Jan 16 2014

Schorsch buys Cetera - The DI Wire’s Prediction Comes True

Announced this morning, Nicholas Schorsch and RCS Capital Corporation (RCAP) have agreed to purchase Cetera…

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