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News |Company |Sponsors | May 15 2017

Phillips Edison Grocery Center REIT I Reports Mild FFO Expansion

Phillips Edison Grocery Center REIT I Inc., a publicly registered, non-traded real estate investment trust, reported its results for the first quarter of 2017. “For the quarter,...

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News |Regulatory |States | May 15 2017

Legal Group Argues Fiduciary Rule Violates Free Speech

Washington Legal Foundation, a public-interest law firm and Washington D.C. think tank, filed an amicus brief urging the Fifth Circuit Court of Appeals to reverse the lower court’s…

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Guest Contributor: Consumers Leverage Against the 2008 Recession, Household Debt Lowest in 40 Years

By: Daniel Wildermuth, Co-Founder & Chief Executive Officer of Kalos Management, Inc. In the last few days of April, strong earnings reports from multiple companies drove stocks…

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Cantor Fitzgerald Investors Program Added to AI Insight Platform

AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated new offerings for training and review…

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Stanger: Are We There Yet?

The following special report was issued by Robert A. Stanger & Co. and reprinted with permission These backseat words are typically the bane of every parent taking the kids on a…

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News |Company |Sponsors | May 12 2017

Greenbacker Lowers O&O Costs and Revises Share Prices

The board of Greenbacker Renewable Energy Company LLC, a publicly registered, non-traded limited liability company, approved a decrease in the organizational and offering costs…

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News |Company |Sponsors | May 12 2017

Dividend Capital Diversified Property Fund Reports First Quarter Financial Results

Dividend Capital Diversified Property Fund Inc., a public reporting daily NAV REIT (NASDAQ: ZDPFAX; ZDPFEX; ZDPFIX; ZDPFWX) reported its financial results for the first quarter…

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News |Company |Sponsors | May 12 2017

Shopoff Sells 18 Acres of Land Entitled Near Future Los Angeles NFL Stadium

Shopoff Realty Investments, a national manager of opportunistic and value-add real estate investments, has sold 18 acres of land it previously entitled for the ground-up…

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News |Regulatory |States | May 11 2017

Labor Secretary Seeks to “Freeze” Fiduciary Rule

Newly appointed Labor Secretary Alexander Acosta is reportedly making the Department of Labor’s fiduciary rule his number one priority and “actively seeking a way to freeze the…

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ADISA Pushes Congress to Block Fiduciary Rule and Protect 1031 Exchanges

During the past two weeks, leaders from ADISA and other trade groups and coalitions have met with several government and regulatory officials to make the case for delaying the DOL…

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News |Company |Sponsors | May 11 2017

Steadfast Income REIT Reports Modest Revenue Growth During First Quarter 2017

Steadfast Income REIT, Inc., a publicly registered non-traded real estate investment trust, announced today its operating results for the three months ended March 31, 2017. For…

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News |Company |Sponsors | May 11 2017

MacKenzie Affiliate Completes UDF IV Tender Offer

SCM Special Fund 3 And Lemon Creek Advisers, affiliates of Mackenzie Capital Management and Sutter Capital Management respectively, have purchased 37,890 shares of United…

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News |Company |Sponsors | May 10 2017

LPL Recruits Former Merrill Lynch Team Seeking Greater DOL Flexibility

LPL Financial LLC, a leading independent broker-dealer and retail investment advisory firm, announced that The Choice Group Wealth Management has joined LPL’s broker-dealer and…

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News |Company |Sponsors | May 10 2017

Inland Securities Continues to Overhaul Sales Team

Inland Securities Corporation has hired Anthony Guzzetta as a senior vice president – external wholesaler. In his position, he will work to build relationships with current and new…

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News |Company |Broker-Dealers | May 10 2017

Broker-Dealers Adopting NASAA Fee Disclosure Model

The North American Securities Administrators Association announced that nine more securities firms have agreed to provide their clients with a fee disclosure schedule based on a…

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News |Company |Sponsors | May 09 2017

Corporate Capital Trust Director Resigns Following Police Chase

Corporate Capital Trust Inc., a business development company sponsored by CNL Financial Group and KKR & Co., announced that Kenneth C. Wright resigned from the company’s board of…

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News |Company |Sponsors | May 09 2017

Kovack Securities Acquires Small California Broker-Dealer

Kovack Securities Inc., an independent broker-dealer and registered investment adviser, has acquired the assets of TKG Financial, an independent broker-dealer and financial…

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News |Company |Sponsors | May 09 2017

CION Investments Hires Managing Director

CION Investments, a manager of alternative investments, has hired Geoffrey Manna to serve as a managing director at the company. In his new role, he will lead the firm’s direct…

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Sponsored Content: New Strategies for New Times in the Retail Alternative Investment Industry

As the retail alternative investment industry continues its dynamic evolution, new opportunities are opening up as others pullback.  “The public, non-listed REIT sector is…

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LPL to Pay Restitution to Vermont Investors over Improper NTR Sales

The Vermont Department of Financial Regulation reached a settlement with broker-dealer LPL Financial to reimburse $460,000 to eight Vermont investors and pay the state a penalty of…

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