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News |Regulatory |States | Dec 21 2015

Congress Introduces New Proposals to Scuttle DOL Fiduciary Rule

Republican and Democratic lawmakers introduced legislative proposals on Friday to halt the Department of Labor’s “fiduciary rule” that would redefine…

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Massachusetts is investigating how Schorsch's RC Securities provided information to REIT investors

Massachusetts Secretary of the Commonwealth Galvin Investigates RCS Capital

Realty Capital Securities will be investigated in regards to information it provided to REIT investors, including accounting information…

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Advisor-Sold Direct Investments Offer Multiple Layers of Protection

In the advisor-sold direct investment world, there are several layers of protection for…

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News |Regulatory |States | Mar 20 2014

Investing in Oil & Gas with Bitcoin?

Recently the Texas State Securities Board issued an Emergency Cease and Desist Order to the oil & gas exploration company…

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