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Mar 12 2015

Complex Products - Training and Education for Advisors

AI Insight, a leader in alternative investment education for broker-dealers and advisors, will host a webinar titled Training & Educating Advisors on Complex Products.

The event will take place March 18, 2015 at 4pm EST. Registration is free.

Topics discussed include regulatory concerns regarding advisor education, best practices, and the benefits of training, as they relate to complex products.



AI Insight says you should participate in this webinar if your firm wants answers to the following questions:

  • Are you easily prepared to meet your Financial Advisors’ toughest questions about alternative investments?
  • Are you in compliance when it comes to FINRA NTM like 03-71, 04-76, 05-26 and 12-03?
  • Do you have the necessary documentation of your procedures available?
  • Would you like your firm to be truly diversified in all sectors but do not know how to implement with complex products?

To register, click here.

Article by: The DI Wire


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