RIA Firm Joins DFPG
RCM Investments, a registered investment advisory firm located in Provo, Utah, has joined DFPG Investments Inc., a dually-registered independent broker-dealer and investment advisor.
RCM Investments provides wealth management services to individuals and institutions and currently has $220 million in assets under management. The nine-person team is led president Tony Riggs who founded the firm in 2002.
“We’ve known the RCM team for a long time. We also know who the other broker-dealers were that they were considering, so this was a big win for us and I couldn’t be more thrilled to welcome them to the DFPG family,” said DFPG chief executive officer Mike Bendix.
Bendix noted that 2017 was a growth year, with DFPG increasing its total rep count by more than 13 percent through July. Earlier this month, The DI Wire reported that Colorado-based Greenbook Wealth Management also joined the firm.
DFPG Investments specializes in working with representatives who want to incorporate alternative investments, with an emphasis in investment real estate, in their business.